LPL Partial Book Sales for Advisors

Whether in strategic growth mode, prepping for a future M&A, evolving your niche as an advisor, or pursuing other passions, LPL Financial's Partial Book Sales helps you create capacity to regain focus on what matters most to you.

Increase your ability to pursue new business

You’re in the business of helping people succeed. As your financial practice grows, you may find yourself spread too thin — especially if your book consists of clients with divergent needs, service expectations, and account sizes.

LPL Partial Book Sales helps you right-size your practice. Powered by a digital platform, completing a partial book sale is seamless. You’ll be guided through identifying and submitting accounts for transfer, and receive upfront payout on approval. Once transferred, LPL’s Investor Focused Solutions team of licensed advisors immediately initiates communication and assumes responsibility for the client relationship.

Watch Video: Learn what advisors have to say about Partial Book Sales and what it has to offer.

“By regularly right sizing my book, I’m better able to meet my growth goals, and feel more fulfilled in my career. The tool simplifies the process and provides the data needed to weigh all factors.”

Gregg Patenaude

Patenaude Wealth Management, Inc

Key Benefits of Partial Book Sales

Create Capacity

Transfer accounts that no longer fit your model so you can regain focus on your business goals.

Easy, Automated Process

You'll be guided through identifying and submitting accounts for transfer, and receive upfront payout on approval.

Seamless Transition

After the transfer, the LPL Investor Focused Solutions team immediately initiates communication and assumes responsibility for the client relationship. This ensures those valued clients receive ongoing financial advice and services.

Remove Guesswork

Make informed decisions about your book’s future shape without the guesswork, time delays, and negotiations typically associated with a partial book sale.

Ready to learn more?

Advisors rave about the ease of identifying and transitioning clients to LPL, their increased ability to pursue new business, and the great feedback they’ve received from transitioned clients.

Get more info on the exclusive programs and services at LPL Financial, such as Partial Book Sales, that can help you achieve your vision of success.

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Additional Solutions

CFO Solutions

Your strategic ally delivering personalized executive insight to help you run your business efficiently, profitably, and achieve your goals.

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M&A Solutions

Get dedicated professional support for buyers and sellers, including an end-to-end solution with a team of experts to guide you through the process.

Learn more

Marketing Solutions

Increase prospect potential, and enrich current client relationships, through a digital marketing strategy curated and executed by an experienced consultant.

Learn more

Partial Book Sales FAQs

How does it work?

The Partial Book Sales experience is simple and straightforward. It is designed to make it easy for you to right-size your book, while ensuring your clients experience a smooth transition and receive professional financial advice and prioritization from the advisors on the LPL Investor Focused Solutions team.

After the transfer, the LPL Investor Focused Solutions team immediately initiates outreach and assumes responsibility for the client relationships. LPL will continue to engage with and provide personalized financial advice to those valued clients.

Disclosures

The views and opinions expressed by LPL Financial Advisor(s) may not be representative of the views of other Financial Advisors and are not indicative of future performance or success. Neither LPL Financial nor the LPL Financial Advisor can be held responsible for any direct or incidental loss incurred by applying any of the information offered.

For Financial Professional Use Only. 

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