Establishing Your Business at SMN Financial

Create a firm foundation for your practice. Whether you’re an independent financial advisor seeking individual support or heading up a larger institution looking for a broker-dealer, SMN Financial has the support, tools, and resources you need.

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Business Model Options

There are more ways to pursue the success you envision than ever before. However you define success, SMN offers a business model that provides flexibility and the ability to customize the practice, program, or team that you want to build.

Your SMN Representative

Our business development representatives have broad experience in the financial services industry and specific knowledge of the opportunities offered by SMN. They will work to help you find the right fit for your practice.

Transitioning Your Practice

Our goal for every advisor, program, or team transitioning to SMN is to provide value from the minute they start working with us. You can rely on our experience to help you create a seamless and cost-effective transition plan for your practice.

Payouts and Pricing

At SMN, we focus on ways we can help improve advisors, programs, or team profitability. Our production grid was designed to allow you to retain more of the revenue you generate through competitive payouts and bonuses, while managing your expenses with reasonable costs and charges.

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SMN Advisor Paths

As an advisor, growing your financial practice means having a continuous commitment to learning and evolving. Read through actionable strategies and insights you can use to efficiently run your business, as well as the latest news and updates from SMN Financial.

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Building Client Success with Partnership and Innovation at SMN Financial

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Expanding Your Advisor Practice with Paraplanning Services

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Jeremy Holly, LPL executive vice president, Strategic Business Development

Players in Mergers & Acquisition Game | A Talk with Jeremy Holly

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SMN Private Wealth Management: HNW Advisors’ New Choice

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Elevating HNW Advisor Business through Whole Client Approach

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Jason Valle’s Advisor Success: Born from Diversity & Inclusion

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What Do Advisors Think?

"[SMN was] so accommodating with the transfer. They wanted to try and make this as seamless as possible for me. They know that it's a huge undertaking. They've done a lot of these. They're experts at it. They know how to help transition. They sent out a team to help me. The support was phenomenal. I had my own contact people that I was working with. They were on it. It was a huge undertaking."

Greg Solis, President, Solis Wealth Management

The views and opinions expressed by the Financial Advisor(s) may not be representative of the views of other Financial Advisors and are not indicative of future performance or success. Neither SMN Financial nor the SMN Financial Advisor(s) can be held responsible for any direct or incidental loss incurred by applying any of the information offered. Advisor firms listed and SMN Financial are separate entities.

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