See Wealth Management Differently at Your Institution

Accelerate growth, improve efficiency, and mitigate risk by consolidating middle and back-office wealth management functions into one streamlined platform.

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Enhance your wealth management offering

Staying competitive in wealth management can be challenging and costly, especially when it’s not your primary focus. Your clients trust you, and offering wealth management is valuable to them. Additionally, keeping wealth management in your service mix can help your business thrive in a competitive market.

Explore a strategic partnership with SMN Financial to simplify and expand your capabilities. We handle the middle and back office functions, allowing you to focus on what matters most – supporting advisors and serving clients.

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Simplify, with one streamlined platform

When it comes to your wealth management business, you could patchwork together a multitude of technology solutions. At SMN Financial, we streamline your operations through a single, seamless platform, tailored just for you to address all your business needs.

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Keep the future of wealth management in sight with SMN Financial.

Scale: With expanded resources, services, and products from an industry leader in wealth management, your enterprise gains scalability to keep up with client demands.

Investments: We invest capital, time, and resources in the capabilities your business needs to drive success. Your time and capital are invested where it truly matters.

Growth: Increased revenue, improved profitability, and advisor recruitment can enhance your wealth management business’s contribution to the holistic success of the enterprise.

Health: As in, health of your organization. Simplify vendor management, reduce the need for non-producing employees, increase cost-efficiency, and create a better workplace for your advisors.

Technology: SMN Financial invests millions of dollars in our technology platform every year, and the first ones to benefit from better technology are your advisors and clients.

With SMN Financial you can:

We are committed to being a partner, not just a vendor. We listen to feedback, collaborate on big ideas, and share our decades of expertise.

Own your Brand, Run Your Business Your Way

You deserve the freedom and independence to operate your business as you see fit. Our dynamic platform offers customization and flexibility tailored to your advisors and your business needs. We adapt to your institution, not the other way around.

Reduce Your Regulatory Risk with A Trusted Partner

As a top-three custodian and Fortune 500 company managing $1 trillion in assets, we have a 25-year track record as the leading independent broker/dealer. You will receive the strength and guidance you need to navigate challenges without regulatory burdens.

Attract Top Talent with Dedicated Recruiting Resources

We connect you with industry-leading advisors to fuel your firm's growth. Our experienced recruiting team understands your institution's goals and pairs you with advisors who share your values.

 

Count on Our Five-Star Service & Support

Our mission is to streamline your business operations and ensure your advisors can serve clients seamlessly. When assistance is required, we offer a mix of technology and human support for fast, effective resolution.

 

Hear from our clients

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Julie bates writing and talking image david casey on the phone image SMN Financial Creative Graphic

The enterprise transition

Julie Bates, Program Manager and Financial Planner at Delta Community Credit Union’s wealth management business, spearheaded the decision to leverage SMN’s broker-dealer services after spending 20 years with the company’s former broker-dealer. Hear more about the transition process and how SMN helped this enterprise “connect with the next generation of investors.”

Enterprise resources

David Casey of Delta Community Retirement Investment Services discusses the strength of his organization’s partnership with SMN. He found that SMN’s focus on investment research and technology capabilities enable more personalized connection with clients. Watch the video to hear more about the resources available to enterprises who choose SMN.

Advisor experience

Tod Shoffler, Program Manager at Crest Savings Bank, describes why he chose SMN’s enterprise solution when his organization established a wealth management business. LPL’s enterprise solution—especially its technology—creates more workplace efficiency, which means that Tod gets to spend more time with his family. Hear more about his experience as an advisor.

   

The views and opinions expressed by SMN Financial Advisor(s) may not be representative of the views of other Financial Advisors and are not indicative of future performance or success. Neither SMN Financial nor the SMN Financial Advisor can be held responsible for any direct or incidental loss incurred by applying any of the information offered.

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